Transactions

August 5, 2009
MannKind Corporation

MannKind Corporation

$54.4 Million

Secondary/Follow-On Co-Manager
July 22, 2009
Cell Therapeutics, Inc.

Cell Therapeutics, Inc.

$43.7 Million

Secondary/Follow-On Sole Book-Runner
July 22, 2009
FreeSeas, Inc.

FreeSeas, Inc.

$18.1 Million

Secondary/Follow-On Co-Manager
June 30, 2009
Skystar Bio-Pharmaceuticals Co.

Skystar Bio-Pharmaceuticals Co.

$20.9 Million

Secondary/Follow-On Joint Book-Runner
December 29, 2008
Cyalume Light Technology

Cyalume Light Technology

$120 Million

December 10, 2008
Pantheon China Acquisition Corp. Merger with China Corp Blood Corp

Pantheon China Acquisition Corp. Merger with China Corp Blood Corp

$28 Million

Bridge Loan
August 27, 2008
Seanergy Maritime Holdings Corp.

Seanergy Maritime Holdings Corp.

$395.3 Million

M&A M&A Advisory
July 8, 2008
SmartHeat, Inc.

SmartHeat, Inc.

$5.7 Million

Private Placement
June 25, 2008
Sequenom, Inc.

Sequenom, Inc.

$85.3 Million

Secondary/Follow-On Co-Manager
June 16, 2008
NetSol Technologies, Inc.

NetSol Technologies, Inc.

Dual Listing Advisor
May 15, 2008

China Fundamental Acquisition Corp.

$30 Million

IPO Co-Manager
February 26, 2008

BPW Acquisition Corp.

$350 Million

IPO Co-Manager
January 30, 2008

Overture Acquisition Corp.

$150 Million

IPO Co-Manager
January 23, 2008
Trian Acquisition I Corp.

Trian Acquisition I Corp.

$800 Million

IPO Co-Manager
January 16, 2008
Asia Special Situation Acquisition

Asia Special Situation Acquisition

$100 Million

IPO Sole Book-Runner
December 11, 2007
United Refining Energy Corp.

United Refining Energy Corp.

$450 Million

IPO Joint Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.