Transactions

May 4, 2011

SMG Indium Resources Ltd.

$24 Million

IPO Joint Book-Runner
April 20, 2011
Mission NewEnergy Limited

Mission NewEnergy Limited

$25.1 Million

IPO Joint Book-Runner
March 25, 2011
Hyperdynamics Corporation

Hyperdynamics Corporation

$143.8 Million

Secondary/Follow-On Sole Book-Runner
March 24, 2011
Gulfport Energy Corporation

Gulfport Energy Corporation

$153.6 Million

Secondary/Follow-On Co-Manager
March 24, 2011
Endeavour International Corporation

Endeavour International Corporation

$110 Million

Secondary/Follow-On Co-Manager
March 24, 2011
Prime Acquisition Corp.

Prime Acquisition Corp.

$36 Million

IPO Joint Book-Runner
February 11, 2011
Kips Bay Medical, Inc.

Kips Bay Medical, Inc.

$16.5 Million

IPO Joint Book-Runner
February 3, 2011
On Track Innovation, Ltd.

On Track Innovation, Ltd.

$18 Million

Secondary/Follow-On Joint Book-Runner
January 14, 2011
Kingold Jewelry, Inc.

Kingold Jewelry, Inc.

$23 Million

Secondary/Follow-On Joint Book-Runner
January 13, 2011
GeoResources, Inc.

GeoResources, Inc.

$134 Million

Secondary/Follow-On Co-Manager
December 22, 2010
Sino Clean Energy, Inc.

Sino Clean Energy, Inc.

$33 Million

Secondary/Follow-On Joint Book-Runner
December 20, 2010
Magic Software Enterprises Ltd.

Magic Software Enterprises Ltd.

$21.2 Million

Private Placement
December 16, 2010
Ventrus Biosciences, Inc.

Ventrus Biosciences, Inc.

$17.4 Million

IPO Joint Book-Runner
December 14, 2010
YM Biosciences Inc.

YM Biosciences Inc.

$40 Million

Secondary/Follow-On Co-Manager
December 10, 2010
FlatWorld Acquisition Corp.

FlatWorld Acquisition Corp.

$22 Million

IPO Joint Book-Runner
December 10, 2010
SKY-mobi Limited

SKY-mobi Limited

$58 Million

IPO Co-Manager

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.