Transactions

The Metals Company

The Metals Company

$27 M
Registered Direct

Financial Advisor

Red Cat Holdings, Inc.

Red Cat Holdings, Inc.

$17 M
ATM Offering

Sales Agent

KWESST Micro Systems Inc.

KWESST Micro Systems Inc.

$5.6 M
Private Placement

Sole Placement Agent

Netcapital Inc.

Netcapital Inc.

$1.2 M
Follow-On Offering

Sole Book-Runner

CEL-SCI Corporation

CEL-SCI Corporation

$5 M
Follow-On Offering

Sole Book-Runner

Alliance Entertainment Holding Corporation

Alliance Entertainment Holding Corporation

$4 M
Follow-On Offering

Sole Book-Runner

Azitra Inc.

Azitra Inc.

$7.5 M
IPO

Sole Book-Runner

Immix Biopharma, Inc.

Immix Biopharma, Inc.

$5 M
ATM Offering

Sales Agent

Forza X1, Inc.

Forza X1, Inc.

$8 M
Follow-On Offering

Sole Book-Runner

FG Financial Group, Inc.

FG Financial Group, Inc.

$1.6 M
Follow-On Offering

Sole Book-Runner

Netcapital Inc.

Netcapital Inc.

$1.7 M
Registered Direct

Sole Placement Agent

Strong Global Entertainment, Inc.

Strong Global Entertainment, Inc.

$4 M
IPO

Sole Book-Runner