Transactions

Ontrak

Ontrak

$48.9 M
Series A Cumulative Perpetual Preferred Stock

Lead Manager

OncoSec Medical Incorporated

OncoSec Medical Incorporated

$15 M
Registered Direct

Sole Placement Agent

Tiziana Life Sciences plc

Tiziana Life Sciences plc

$57.3 M
Registered Direct

Sole Placement Agent

1847 Goedeker Inc.

1847 Goedeker Inc.

$10 M
IPO

Sole Book-Runner

Fat Brands, Inc.

Fat Brands, Inc.

$9 M
8.25% Series B Cumulative Preferred Stock

Sole Book-Runner

Lantern Pharma Inc.

Lantern Pharma Inc.

$26.3 M
IPO

Sole Book-Runner

Piedmont Lithium Ltd.

Piedmont Lithium Ltd.

$20.5 M

Joint Book-Runner

Fortress Biotech, Inc.

Fortress Biotech, Inc.

$11.5 M
9.375% Series A Cumulative Redeemable Preferred Stock

Joint Book-Runner

Nano Dimension Ltd.

Nano Dimension Ltd.

$35.9 M
Registered Direct

Sole Placement Agent

Medigus Ltd.

Medigus Ltd.

$5 M
Follow-On Offering

Sole Book-Runner

SG Blocks, Inc.

SG Blocks, Inc.

$17.3 M
Follow-On Offering

Sole Book-Runner

SG Blocks, Inc. and OSANG Healthcare Co., Ltd.

SG Blocks, Inc. and OSANG Healthcare Co., Ltd.

Distribution Agreement

Advisor