Transactions

October 7, 2010
Golden Minerals Company

Golden Minerals Company

$75 Million

Secondary/Follow-On Co-Manager
August 26, 2010
SkyPeople Fruit Juice, Inc.

SkyPeople Fruit Juice, Inc.

$25.9 Million

Secondary/Follow-On Sole Book-Runner
August 5, 2010
D Medical Industries Ltd

D Medical Industries Ltd

$10.5 Million

IPO
June 17, 2010
China Intelligent Lighting and Electronics, Inc.

China Intelligent Lighting and Electronics, Inc.

$10.1 Million

IPO Joint Book-Runner
June 16, 2010
Universal Travel Group

Universal Travel Group

$20 Million

Secondary/Follow-On Joint Book-Runner
May 20, 2010
57th Street General Acquisition Corp.

57th Street General Acquisition Corp.

$54.6 Million

IPO
April 29, 2010
China Agritech, Inc.

China Agritech, Inc.

$23 Million

Secondary/Follow-On Sole Book-Runner
April 22, 2010
China Jo-Jo Drugstores, Inc.

China Jo-Jo Drugstores, Inc.

$17.5 Million

Secondary/Follow-On Co-Manager
April 20, 2010
NIVS IntelliMedia Technology Group, Inc.

NIVS IntelliMedia Technology Group, Inc.

$24 Million

Secondary/Follow-On Joint Book-Runner
April 9, 2010
Lihua International Inc.

Lihua International Inc.

$34.5 Million

Secondary/Follow-On
March 31, 2010
Southern China Livestock International, Inc.

Southern China Livestock International, Inc.

$7.6 Million

Private Placement Joint Book-Runner
March 18, 2010
Golden Minerals Company

Golden Minerals Company

$34 Million

Secondary/Follow-On Co-Manager
March 11, 2010
SinoCoking Coal and Coke Chemical Industries, Inc.

SinoCoking Coal and Coke Chemical Industries, Inc.

$44 Million

Private Placement
March 11, 2010
G. Willi-Food International Ltd.

G. Willi-Food International Ltd.

$20 Million

Secondary/Follow-On Joint Book-Runner
February 27, 2010
Duoyuan Global Water, Inc.

Duoyuan Global Water, Inc.

$104.6 Million

Secondary/Follow-On Co-Manager
February 22, 2010
China Redstone Group

China Redstone Group

$4.6 Million

Private Placement

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.