Transactions

Caladrius Biosciences, Inc. (fka NeoStem)

Caladrius Biosciences, Inc. (fka NeoStem)

$11.5 M
Secondary/Follow-On

Sole Book-Runner

Micronet Enertec Technologies, Inc.

Micronet Enertec Technologies, Inc.

$9.3 M
Secondary/Follow-On

Sole Book-Runner

Selway Capital Acquisition Corp. merger with Healthcare Corp of America $60,000,000

Selway Capital Acquisition Corp. merger with Healthcare Corp of America $60,000,000

$6.2 M
Block Trade
Cancer Genetics, Inc.

Cancer Genetics, Inc.

$6.9 M
IPO

Sole Book-Runner

Rosetta Genomics Ltd.

Rosetta Genomics Ltd.

$5.9 M
Advisor

Placement Agent

Five Oaks Investment Corp.

Five Oaks Investment Corp.

$60.5 M
IPO

Co-Manager

Hercules Technology Growth Capital

Hercules Technology Growth Capital

$98.8 M
Secondary/Follow-On

Co-Manager

Oculus Innovative Sciences, Inc.

Oculus Innovative Sciences, Inc.

$3.5 M
Secondary/Follow-On

Sole Book-Runner

Professional Diversity Network, Inc.

Professional Diversity Network, Inc.

$21 M
IPO

Sole Book-Runner

Imprimis Pharmaceuticals, Inc.

$11.1 M
Secondary/Follow-On

Co-Manager

Echo Therapeutics, Inc.

Echo Therapeutics, Inc.

$11.8 M
Secondary/Follow-On

Sole Book-Runner

Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$38.2 M
IPO

Sole Book-Runner