Five Oaks Investment Corp.
$60.5 M
IPO
Co-Manager
Hercules Technology Growth Capital
$98.8 M
Secondary/Follow-On
Co-Manager
Oculus Innovative Sciences, Inc.
$3.5 M
Secondary/Follow-On
Sole Book-Runner
Professional Diversity Network, Inc.
$21 M
IPO
Sole Book-Runner
Imprimis Pharmaceuticals, Inc.
$11.1 M
Secondary/Follow-On
Co-Manager
Echo Therapeutics, Inc.
$11.8 M
Secondary/Follow-On
Sole Book-Runner
Stemline Therapeutics, Inc.
$38.2 M
IPO
Sole Book-Runner
Chalkable, Inc.
$3 M
Debt Capital
Kips Bay Medical, Inc.
$6.5 M
Secondary/Follow-On
Joint Book-Runner
Echo Therapeutics, Inc.
$3.5 M
Secondary/Follow-On
Sole Book-Runner
Timberline Resources Corp.
$2.2 M
Secondary/Follow-On
Sole Book-Runner
Superconductor Technologies Inc.
$3.2 M
Secondary/Follow-On
Sole Book-Runner