Transactions

Firsthand Technology Value Fund

Firsthand Technology Value Fund

$118.8 M
Secondary/Follow-On
Rosetta Genomics Ltd.

Rosetta Genomics Ltd.

$3.1 M
Registered Direct

Sole Book-Runner

TCP Capital Corp.

TCP Capital Corp.

$84.8 M
IPO

Co-Manager

Garza County Public Facility Corporation

$35.9 M
New Issue
Galectin Therapeutics, Inc.

Galectin Therapeutics, Inc.

$12 M
Secondary/Follow-On

Sole Book-Runner

Arlington Asset Investment Corp.

Arlington Asset Investment Corp.

$41.9 M
Secondary/Follow-On

Co-Manager

BGS Acquisition Corp.

$40 M
IPO

Co-Manager

NetSol Technologies, Inc.

NetSol Technologies, Inc.

$6.7 M
Secondary/Follow-On

Sole Book-Runner

InVivo Therapeutics Holdings, Inc.

InVivo Therapeutics Holdings, Inc.

$20 M
Secondary/Follow-On

Joint Book-Runner

GSV Capital Corp.

GSV Capital Corp.

$90 M
Secondary/Follow-On

Co-Manager

Comstock Mining

Comstock Mining

$17.3 M
Secondary/Follow-On

Joint Book-Runner

Comstock Mining

Comstock Mining

$17.3 M
Secondary/Follow-On

Joint Book-Runner