Transactions

Hercules Technology Growth Capital

Hercules Technology Growth Capital

$98.8 M
Secondary/Follow-On

Co-Manager

Oculus Innovative Sciences, Inc.

Oculus Innovative Sciences, Inc.

$3.5 M
Secondary/Follow-On

Sole Book-Runner

Professional Diversity Network, Inc.

Professional Diversity Network, Inc.

$21 M
IPO

Sole Book-Runner

Imprimis Pharmaceuticals, Inc.

$11.1 M
Secondary/Follow-On

Co-Manager

Echo Therapeutics, Inc.

Echo Therapeutics, Inc.

$11.8 M
Secondary/Follow-On

Sole Book-Runner

Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$38.2 M
IPO

Sole Book-Runner

Chalkable, Inc.

Chalkable, Inc.

$3 M
Debt Capital
Kips Bay Medical, Inc.

Kips Bay Medical, Inc.

$6.5 M
Secondary/Follow-On

Joint Book-Runner

Echo Therapeutics, Inc.

Echo Therapeutics, Inc.

$3.5 M
Secondary/Follow-On

Sole Book-Runner

Timberline Resources Corp.

Timberline Resources Corp.

$2.2 M
Secondary/Follow-On

Sole Book-Runner

Superconductor Technologies Inc.

Superconductor Technologies Inc.

$3.2 M
Secondary/Follow-On

Sole Book-Runner

Northwest Biotherapeutics, Inc.

Northwest Biotherapeutics, Inc.

$13.8 M
Secondary/Follow-On

Sole Book-Runner