Ascent Solar Technologies, Inc.
$11 M
Secondary/Follow-On
Sole Book-Runner
Neuralstem, Inc.
$7 M
Registered Direct
Sole Book-Runner
PURE Bioscience, Inc.
$4.2 M
Secondary/Follow-On
Rosetta Genomics Ltd.
$6.6 M
Registered Direct
Sole Book-Runner
Rosetta Genomics Ltd.
$2.2 M
Registered Direct
Sole Book-Runner
IZEA Inc.
$1.4 M
Private Placement
Placement Agent
IZEA Inc.
$1.4 M
Private Placement
Placement Agent
Synergy Pharmaceuticals
$51.8 M
Secondary/Follow-On
Sole Book-Runner
Firsthand Technology Value Fund
$118.8 M
Secondary/Follow-On
Co-Manager
Firsthand Technology Value Fund
$118.8 M
Secondary/Follow-On
Rosetta Genomics Ltd.
$3.1 M
Registered Direct
Sole Book-Runner
TCP Capital Corp.
$84.8 M
IPO
Co-Manager