July 14, 2014
July 1, 2014
GlobeImmune, Inc.
$15 Million
IPO Sole Book-Runner
June 25, 2014
Garnero Group Acquisition Company
$125 Million
IPO Co-Manager
June 19, 2014
CollabRx, Inc.
$1.8 Million
Secondary/Follow-On Sole Book-Runner
June 19, 2014
China Biologic Products, Inc.
$58.9 Million
Secondary/Follow-On Co-Manager
June 17, 2014
Signal Genetics, Inc.
$8.5 Million
IPO Sole Book-Runner
June 10, 2014
1347 Property Insurance Holdings, Inc.
$23 Million
Secondary/Follow-On Sole Book-Runner
June 6, 2014
Top Ships, Inc.
$21.3 Million
Secondary/Follow-On Sole Book-Runner
June 3, 2014
Corbus Pharmaceuticals Holdings, Inc
$10.3 Million
Private Placement
May 14, 2014
Sorrento Therapeutics, Inc.
$28.8 Million
Secondary/Follow-On Sole Book-Runner
May 6, 2014
InVivo Therapeutics Holdings Corp.
$16.1 Million
Secondary/Follow-On Sole Book-Runner
May 1, 2014
Aldeyra Therapeutics, Inc.
$12 Million
IPO Sole Book-Runner
May 1, 2014
San Luis Facility Development Corporation
$26.1 Million
New Issue
April 3, 2014
Intellicheck Mobilisa, Inc.
$2.1 Million
Secondary/Follow-On Sole Book-Runner
March 31, 2014
1347 Property Insurance Holdings, Inc.
$17.4 Million
IPO Sole Book-Runner
March 26, 2014
Advaxis, Inc.
$14.1 Million
Secondary/Follow-On Sole Book-RunnerNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.