Transactions

July 14, 2014
Professional Diversity Network, Inc.

Professional Diversity Network, Inc.

$40 Million

M&A
July 1, 2014
GlobeImmune, Inc.

GlobeImmune, Inc.

$15 Million

IPO Sole Book-Runner
June 25, 2014

Garnero Group Acquisition Company

$125 Million

IPO Co-Manager
June 19, 2014
CollabRx, Inc.

CollabRx, Inc.

$1.8 Million

Secondary/Follow-On Sole Book-Runner
June 19, 2014
China Biologic Products, Inc.

China Biologic Products, Inc.

$58.9 Million

Secondary/Follow-On Co-Manager
June 17, 2014
Signal Genetics, Inc.

Signal Genetics, Inc.

$8.5 Million

IPO Sole Book-Runner
June 10, 2014
1347 Property Insurance Holdings, Inc.

1347 Property Insurance Holdings, Inc.

$23 Million

Secondary/Follow-On Sole Book-Runner
June 6, 2014
Top Ships, Inc.

Top Ships, Inc.

$21.3 Million

Secondary/Follow-On Sole Book-Runner
June 3, 2014
Corbus Pharmaceuticals Holdings, Inc

Corbus Pharmaceuticals Holdings, Inc

$10.3 Million

Private Placement
May 14, 2014
Sorrento Therapeutics, Inc.

Sorrento Therapeutics, Inc.

$28.8 Million

Secondary/Follow-On Sole Book-Runner
May 6, 2014
InVivo Therapeutics Holdings Corp.

InVivo Therapeutics Holdings Corp.

$16.1 Million

Secondary/Follow-On Sole Book-Runner
May 1, 2014
Aldeyra Therapeutics, Inc.

Aldeyra Therapeutics, Inc.

$12 Million

IPO Sole Book-Runner
May 1, 2014

San Luis Facility Development Corporation

$26.1 Million

New Issue
April 3, 2014
Intellicheck Mobilisa, Inc.

Intellicheck Mobilisa, Inc.

$2.1 Million

Secondary/Follow-On Sole Book-Runner
March 31, 2014
1347 Property Insurance Holdings, Inc.

1347 Property Insurance Holdings, Inc.

$17.4 Million

IPO Sole Book-Runner
March 26, 2014
Advaxis, Inc.

Advaxis, Inc.

$14.1 Million

Secondary/Follow-On Sole Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.