Transactions

October 28, 2014
AtheroNova, Inc.

AtheroNova, Inc.

$3 Million

Secondary/Follow-On Sole Book-Runner
October 10, 2014
InterCloud Systems, Inc.

InterCloud Systems, Inc.

$44.3 Million

M&A
September 30, 2014

DT Asia Investments Limited

$60 Million

IPO Co-Manager
August 14, 2014
Cellectar Biosciences, Inc.

Cellectar Biosciences, Inc.

$12.5 Million

Secondary/Follow-On Sole Book-Runner
August 6, 2014
American DG Energy, Inc.

American DG Energy, Inc.

$4 Million

Secondary/Follow-On Sole Book-Runner
July 31, 2014
Manhattan Bridge Capital, Inc.

Manhattan Bridge Capital, Inc.

$5 Million

Secondary/Follow-On Sole Book-Runner
July 23, 2014
Medical Transcription Billing, Corp.

Medical Transcription Billing, Corp.

$20.4 Million

IPO Joint Book-Runner
July 16, 2014
1347 Capital Corp.

1347 Capital Corp.

$40 Million

IPO Co-Manager
July 14, 2014
Professional Diversity Network, Inc.

Professional Diversity Network, Inc.

$40 Million

M&A
July 1, 2014
GlobeImmune, Inc.

GlobeImmune, Inc.

$15 Million

IPO Sole Book-Runner
June 25, 2014

Garnero Group Acquisition Company

$125 Million

IPO Co-Manager
June 19, 2014
China Biologic Products, Inc.

China Biologic Products, Inc.

$58.9 Million

Secondary/Follow-On Co-Manager
June 19, 2014
CollabRx, Inc.

CollabRx, Inc.

$1.8 Million

Secondary/Follow-On Sole Book-Runner
June 17, 2014
Signal Genetics, Inc.

Signal Genetics, Inc.

$8.5 Million

IPO Sole Book-Runner
June 10, 2014
1347 Property Insurance Holdings, Inc.

1347 Property Insurance Holdings, Inc.

$23 Million

Secondary/Follow-On Sole Book-Runner
June 6, 2014
Top Ships, Inc.

Top Ships, Inc.

$21.3 Million

Secondary/Follow-On Sole Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.