Transactions

March 23, 2015
InterCloud Systems, Inc

InterCloud Systems, Inc

$15 Million

Credit Facility
March 10, 2015
Heat Biologics, Inc.

Heat Biologics, Inc.

$12.3 Million

Secondary/Follow-On Sole Book-Runner
February 26, 2015
CVSL, Inc.

CVSL, Inc.

$20 Million

Secondary/Follow-On Sole Book-Runner
February 25, 2015
CollabRx, Inc.

CollabRx, Inc.

$3.5 Million

Secondary/Follow-On Sole Book-Runner
February 19, 2015
CollabRx, Inc.

CollabRx, Inc.

$5.5 Million

Secondary/Follow-On Sole Book-Runner
February 18, 2015
Dance Biopharm Inc.

Dance Biopharm Inc.

$9.5 Million

Private Placement Placement Agent
February 17, 2015
Signal Genetics, Inc.

Signal Genetics, Inc.

$10.4 Million

Secondary/Follow-On Joint Book-Runner
February 17, 2015
Snap Interactive, Inc.

Snap Interactive, Inc.

$3 Million

Private Placement Placement Agent
February 12, 2015
EyeGate Pharmaceuticals, Inc.

EyeGate Pharmaceuticals, Inc.

$4.1 Million

IPO Joint Book-Runner
February 9, 2015
Biocept, Inc.

Biocept, Inc.

$18 Million

Secondary/Follow-On Joint Book-Runner
January 8, 2015
Intellicheck Mobilisa, Inc.

Intellicheck Mobilisa, Inc.

$8.5 Million

Secondary/Follow-On Sole Book-Runner
January 7, 2015
Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$58.9 Million

Secondary/Follow-On
December 18, 2014

Abeona Ttherapeutics, Inc. (fka PlasmaTech Biopharmaceuticals)

$14 Million

Secondary/Follow-On Joint Book-Runner
October 28, 2014
AtheroNova, Inc.

AtheroNova, Inc.

$3 Million

Secondary/Follow-On Sole Book-Runner
October 10, 2014
InterCloud Systems, Inc.

InterCloud Systems, Inc.

$44.3 Million

M&A
September 30, 2014

DT Asia Investments Limited

$60 Million

IPO Co-Manager

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.