December 18, 2017
$6.9 Million
Follow-On Offering
Sole Book-Runner
December 15, 2017
$14.6 Million
Private Placement
Placement Agent
December 6, 2017
$4.8 Million
Private Placement
Placement Agent
November 21, 2017
$11 Million
Private Placement
Placement Agent
November 17, 2017
$12 Million
IPO
Sole Book-Runner
October 25, 2017
$17 Million
Follow-On Offering
Joint Book-Runner
October 16, 2017
$6.8 Million
Registered Direct
Placement Agent
September 22, 2017
$42 Million
M&A
Advisor
September 19, 2017
$4.3 Million
Debt Capital
September 14, 2017
$10 Million
Follow-On Offering
Sole Book-Runner
August 28, 2017
$30 Million
10b5 Stock Sale
Executing Broker
August 15, 2017
$11.8 Million
Private Placement
Placement Agent
August 11, 2017
$12 Million
Acquisition Debt Financing
June 28, 2017
$4 Million
Follow-On Offering
Joint Book-Runner
June 21, 2017
$8.6 Million
IPO
Sole Book-Runner
June 8, 2017
$6.1 Million
IPO
Joint Book-Runner
Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.