November 1, 2016
October 27, 2016
Aytu BioScience, Inc.
$8.6 Million
Secondary/Follow-On Joint Book-Runner
October 17, 2016
ToughBuilt Industries, Inc.
$6.1 Million
Private Placement Sole Placement Agent
September 27, 2016
Blackfield Office Suites
$18.5 Million
August 22, 2016
Optex Systems Holdings, Inc.
$4.8 Million
Follow-on Direct Sole Book-Runner
August 15, 2016
Sorrento Therapeutics, Inc.
$200 Million
Fairness Opinion Advisor
August 8, 2016
Sorrento Therapeutics, Inc.
$70 Million
Fairness Opinion Advisor
July 29, 2016
Cellect Biotechnology Ltd.
$8.4 Million
IPO Co-Manager
July 14, 2016
Rennova Health, Inc.
$8.6 Million
Secondary/Follow-On Sole Book-Runner
June 29, 2016
Kitov Pharmaceuticals Holdings Ltd.
$12 Million
Secondary/Follow-On Lead Co-Manager
June 15, 2016
Intellicheck Mobilisa, Inc.
$2.1 Million
Secondary/Follow-On Sole Book-Runner
May 3, 2016
Aytu BioScience, Inc.
$7.5 Million
Secondary/Follow-On Sole Book-Runner
April 3, 2016
Staffing 360 Solutions, Inc.
$2 Million
Registered Direct Sole Book-Runner
March 4, 2016
LabStyle Innovations Corp.
$8.5 Million
Secondary/Follow-On Joint Book-Runner
March 1, 2016
340B Technologies
$2 Million
Senior Secured Term Loan
December 17, 2015
Nanosphere, Inc.
$10 Million
Secondary/Follow-On Lead Co-ManagerNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.