Transactions

September 27, 2016
Blackfield Office Suites

Blackfield Office Suites

$18.5 Million

August 22, 2016
Optex Systems Holdings, Inc.

Optex Systems Holdings, Inc.

$4.8 Million

Follow-on Direct Sole Book-Runner
August 15, 2016
Sorrento Therapeutics, Inc.

Sorrento Therapeutics, Inc.

$200 Million

Fairness Opinion Advisor
August 8, 2016
Sorrento Therapeutics, Inc.

Sorrento Therapeutics, Inc.

$70 Million

Fairness Opinion Advisor
July 29, 2016
Cellect Biotechnology Ltd.

Cellect Biotechnology Ltd.

$8.4 Million

IPO Co-Manager
July 14, 2016
Rennova Health, Inc.

Rennova Health, Inc.

$8.6 Million

Secondary/Follow-On Sole Book-Runner
June 29, 2016
Kitov Pharmaceuticals Holdings Ltd.

Kitov Pharmaceuticals Holdings Ltd.

$12 Million

Secondary/Follow-On Lead Co-Manager
June 15, 2016
Intellicheck Mobilisa, Inc.

Intellicheck Mobilisa, Inc.

$2.1 Million

Secondary/Follow-On Sole Book-Runner
May 3, 2016
Aytu BioScience, Inc.

Aytu BioScience, Inc.

$7.5 Million

Secondary/Follow-On Sole Book-Runner
April 3, 2016
Staffing 360 Solutions, Inc.

Staffing 360 Solutions, Inc.

$2 Million

Registered Direct Sole Book-Runner
March 4, 2016
LabStyle Innovations Corp.

LabStyle Innovations Corp.

$8.5 Million

Secondary/Follow-On Joint Book-Runner
March 1, 2016
340B Technologies

340B Technologies

$2 Million

Senior Secured Term Loan
December 17, 2015
Nanosphere, Inc.

Nanosphere, Inc.

$10 Million

Secondary/Follow-On Lead Co-Manager
December 1, 2015
Leading Auto Parts Online Retailer

Leading Auto Parts Online Retailer

$10 Million

Debt Capital
November 20, 2015
Kitov Pharmaceuticals Holdings Ltd.

Kitov Pharmaceuticals Holdings Ltd.

$13 Million

IPO Joint Book-Runner
November 6, 2015
Cancer Genetics, Inc.

Cancer Genetics, Inc.

$12 Million

Secondary/Follow-On Joint Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.