Transactions

April 13, 2017
Sorrento Therapeutics

Sorrento Therapeutics

$47.3 Million

Follow-On Offering Co-Manager
March 31, 2017
AVEO Pharmaceuticals, INC.

AVEO Pharmaceuticals, INC.

$15.5 Million

Follow-On Offering Advisor
March 1, 2017
Micronet

Micronet

$3 Million

Senior Secured Credit Facility
February 10, 2017
Sachem Capital Corp

Sachem Capital Corp

$13 Million

IPO Sole Book-Runner
January 24, 2017
Meridian Waste Solutions

Meridian Waste Solutions

$12.4 Million

Follow-On Offering Sole Book-Runner
January 20, 2017
Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$45 Million

Follow-On Offering Co-Manager
January 18, 2017
Akoustis

Akoustis

$10 Million

Private Placement Placement Agent
January 10, 2017
Akers Biosciences, Inc.

Akers Biosciences, Inc.

$2 Million

Follow-on Direct Sole Book-Runner
December 7, 2016
Polar Power, Inc.

Polar Power, Inc.

$19.3 Million

IPO Joint Book-Runner
November 18, 2016
Delivery Agent

Delivery Agent

M&A Advisor
November 1, 2016
Sysorex

Sysorex

$10 Million

Senior Secured Credit Facility
October 27, 2016
Aytu BioScience, Inc.

Aytu BioScience, Inc.

$8.6 Million

Secondary/Follow-On Joint Book-Runner
October 17, 2016
ToughBuilt Industries, Inc.

ToughBuilt Industries, Inc.

$6.1 Million

Private Placement Sole Placement Agent
September 27, 2016
Blackfield Office Suites

Blackfield Office Suites

$18.5 Million

August 22, 2016
Optex Systems Holdings, Inc.

Optex Systems Holdings, Inc.

$4.8 Million

Follow-on Direct Sole Book-Runner
August 15, 2016
Sorrento Therapeutics, Inc.

Sorrento Therapeutics, Inc.

$200 Million

Fairness Opinion Advisor

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.