February 12, 2020
February 11, 2020
LMP Automotive Holdings Inc.
$19.2 Million
Follow-On Offering Sole Book-Runner
February 11, 2020
Fortress Biotech, Inc.
$14.4 Million
9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
February 10, 2020
OncoSec Medical, Inc.
$30 Million
Strategic Investment Advisor
February 5, 2020
Nano Dimension Ltd.
$3.9 Million
Follow-On Offering Sole Book-Runner
January 31, 2020
Annovis Bio, Inc.
$13.8 Million
IPO Sole Book-Runner
January 10, 2020
cbdMD, Inc.
$18.4 Million
Follow-On Offering Sole Book-Runner
December 20, 2019
Better Choice Company has acquired Halo, Purely for Pets
$47 Million
Financial Advisor
December 10, 2019
SG Blocks, Inc.
$2,250,000
Follow-On Offering Sole Book-Runner
December 4, 2019
LMP Automotive Holdings, Inc.
$13.2 Million
Initial Public Offering Sole Book-Runner
December 4, 2019
Drone Aviation Corp
Drone Aviation Corp
Has Merged With COMSovereign
$78 Million
Advisor
November 25, 2019
Fortress Biotech, Inc.
$6,037,500
9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
October 10, 2019
cbdMD, Inc.
$5 Million
8% Series A Cumulative Convertible Preferred Stock Sole Book-Runner
September 26, 2019
BioXcel Therapeutics, Inc.
$19 Million
Follow-On Offering Co-Manager
August 9, 2019
Stemline Therapeutics, Inc.
$87.6 Million
Follow-On Offering Co-Manager
June 17, 2019
Ampio Pharmaceuticals, Inc.
$12 Million
Registered Direct Placement AgentNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.