March 1, 2017
February 10, 2017
Sachem Capital Corp
$13 Million
IPO Sole Book-Runner
January 24, 2017
Meridian Waste Solutions
$12.4 Million
Follow-On Offering Sole Book-Runner
January 20, 2017
Stemline Therapeutics, Inc.
$45 Million
Follow-On Offering Co-Manager
January 18, 2017
Akoustis
$10 Million
Private Placement Placement Agent
January 10, 2017
Akers Biosciences, Inc.
$2 Million
Follow-on Direct Sole Book-Runner
December 7, 2016
Polar Power, Inc.
$19.3 Million
IPO Joint Book-Runner
November 18, 2016
M&A
Advisor
Delivery Agent
November 1, 2016
Sysorex
$10 Million
Senior Secured Credit Facility
October 27, 2016
Aytu BioScience, Inc.
$8.6 Million
Secondary/Follow-On Joint Book-Runner
October 17, 2016
ToughBuilt Industries, Inc.
$6.1 Million
Private Placement Sole Placement Agent
September 27, 2016
Blackfield Office Suites
$18.5 Million
August 22, 2016
Optex Systems Holdings, Inc.
$4.8 Million
Follow-on Direct Sole Book-Runner
August 15, 2016
Sorrento Therapeutics, Inc.
$200 Million
Fairness Opinion Advisor
August 8, 2016
Sorrento Therapeutics, Inc.
$70 Million
Fairness Opinion Advisor
July 29, 2016
Cellect Biotechnology Ltd.
$8.4 Million
IPO Co-ManagerNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.