May 11, 2017
May 8, 2017
Arkados
$4 Million
Private Placement Placement Agent
May 8, 2017
Arkados
$15 Million
M&A Advisor
April 25, 2017
Catasys, Inc.
$16.5 Million
Follow-On Offering Sole Book-Runner
April 13, 2017
Sorrento Therapeutics
$47.3 Million
Follow-On Offering Co-Manager
March 31, 2017
AVEO Pharmaceuticals, INC.
$15.5 Million
Follow-On Offering Advisor
March 1, 2017
Micronet
$3 Million
Senior Secured Credit Facility
February 10, 2017
Sachem Capital Corp
$13 Million
IPO Sole Book-Runner
January 24, 2017
Meridian Waste Solutions
$12.4 Million
Follow-On Offering Sole Book-Runner
January 20, 2017
Stemline Therapeutics, Inc.
$45 Million
Follow-On Offering Co-Manager
January 18, 2017
Akoustis
$10 Million
Private Placement Placement Agent
January 10, 2017
Akers Biosciences, Inc.
$2 Million
Follow-on Direct Sole Book-Runner
December 7, 2016
Polar Power, Inc.
$19.3 Million
IPO Joint Book-Runner
November 18, 2016
M&A
Advisor
Delivery Agent
November 1, 2016
Sysorex
$10 Million
Senior Secured Credit Facility
October 27, 2016
Aytu BioScience, Inc.
$8.6 Million
Secondary/Follow-On Joint Book-RunnerNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.