July 13, 2020
June 10, 2020
Lantern Pharma Inc.
$26.3 Million
IPO Sole Book-Runner
June 8, 2020
Piedmont Lithium Ltd.
$20.5 Million
Joint Book-Runner
May 26, 2020
Fortress Biotech, Inc.
$11.5 Million
9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
May 20, 2020
Nano Dimension Ltd.
$35.9 Million
Registered Direct Sole Placement Agent
May 19, 2020
Medigus Ltd.
$5 Million
Follow-On Offering Sole Book-Runner
May 6, 2020
SG Blocks, Inc.
$17.3 Million
Follow-On Offering Sole Book-Runner
May 5, 2020
Distribution Agreement
Advisor
SG Blocks, Inc. and OSANG Healthcare Co., Ltd.
April 30, 2020
Second Sight Medical Products, Inc.
$7.5 Million
Follow-On Offering Sole Book-Runner
April 22, 2020
Nano Dimension Ltd.
$13.3 Million
Follow-On Offering Sole Book-Runner
April 10, 2020
Tiziana Life Sciences plc
$20 Million
ATM Offering Sales Agent
April 1, 2020
SG Blocks, Inc.
$1.9 Million
Follow-On Offering Sole Book-Runner
March 30, 2020
Clarity Lab Solutions, LLC
$2 Million
Senior Secured Debt Financing Advisor
March 23, 2020
Fortress Biotech, Inc.
$5 Million
Series A Cumulative Preferred Stock Repurchase Program
March 12, 2020
Tiziana Life Sciences plc
$10 Million
Follow-On Offering Sole Book-Runner
February 21, 2020
Ampio Pharmaceuticals, Inc.
$50 Million
ATM Offering Sales AgentNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.