Transactions

May 11, 2017
Staffing 360 Solutions, Inc.

Staffing 360 Solutions, Inc.

$3 Million

Follow-On Offering Placement Agent
May 8, 2017
Arkados

Arkados

$4 Million

Private Placement Placement Agent
May 8, 2017
Arkados

Arkados

$15 Million

M&A Advisor
April 25, 2017
Catasys, Inc.

Catasys, Inc.

$16.5 Million

Follow-On Offering Sole Book-Runner
April 13, 2017
Sorrento Therapeutics

Sorrento Therapeutics

$47.3 Million

Follow-On Offering Co-Manager
March 31, 2017
AVEO Pharmaceuticals, INC.

AVEO Pharmaceuticals, INC.

$15.5 Million

Follow-On Offering Advisor
March 1, 2017
Micronet

Micronet

$3 Million

Senior Secured Credit Facility
February 10, 2017
Sachem Capital Corp

Sachem Capital Corp

$13 Million

IPO Sole Book-Runner
January 24, 2017
Meridian Waste Solutions

Meridian Waste Solutions

$12.4 Million

Follow-On Offering Sole Book-Runner
January 20, 2017
Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$45 Million

Follow-On Offering Co-Manager
January 18, 2017
Akoustis

Akoustis

$10 Million

Private Placement Placement Agent
January 10, 2017
Akers Biosciences, Inc.

Akers Biosciences, Inc.

$2 Million

Follow-on Direct Sole Book-Runner
December 7, 2016
Polar Power, Inc.

Polar Power, Inc.

$19.3 Million

IPO Joint Book-Runner
November 18, 2016
Delivery Agent

Delivery Agent

M&A Advisor
November 1, 2016
Sysorex

Sysorex

$10 Million

Senior Secured Credit Facility
October 27, 2016
Aytu BioScience, Inc.

Aytu BioScience, Inc.

$8.6 Million

Secondary/Follow-On Joint Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.