December 18, 2017
December 15, 2017
Akoustis Technologies, Inc.
$14.6 Million
Private Placement Placement Agent
December 6, 2017
Pyxis Tankers Inc.
$4.8 Million
Private Placement Placement Agent
November 21, 2017
Duos Technologies Group, Inc.
$11 Million
Private Placement Placement Agent
November 17, 2017
Level Brands, Inc.
$12 Million
IPO Sole Book-Runner
October 25, 2017
Sachem Capital Corp.
$17 Million
Follow-On Offering Joint Book-Runner
October 16, 2017
Ampio Pharmaceuticals, Inc.
$6.8 Million
Registered Direct Placement Agent
September 22, 2017
Hamamatsu Photonics
$42 Million
M&A Advisor
September 19, 2017
Precision Opinion, Inc.
$4.3 Million
Debt Capital
September 14, 2017
BiondVax Pharmaceuticals Ltd.
$10 Million
Follow-On Offering Sole Book-Runner
August 28, 2017
China Cord Blood Corp.
$30 Million
10b5 Stock Sale Executing Broker
August 15, 2017
AYTU BioScience, Inc.
$11.8 Million
Private Placement Placement Agent
August 11, 2017
Shared Labs, Inc.
$12 Million
Acquisition Debt Financing
June 28, 2017
Meridian Waste Solutions
$4 Million
Follow-On Offering Joint Book-Runner
June 21, 2017
SG Blocks, Inc.
$8.6 Million
IPO Sole Book-Runner
June 8, 2017
Immuron
$6.1 Million
IPO Joint Book-RunnerNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.