November 19, 2020
October 26, 2020
Nano Dimension Ltd.
$50.2 Million
Registered Direct Sole Placement Agent
October 21, 2020
Piedmont Lithium Ltd.
$57.5 Million
Follow-On Offering Joint Book-Runner
October 15, 2020
Kiromic BioPharma, Inc.
$15 Million
IPO Sole Book-Runner
October 8, 2020
Pyxis Tankers Inc.
$5 Million
7.75% Series A Cumulative Convertible Preferred Stock Sole Book-Runner
September 30, 2020
Nano Dimension Ltd.
$16.9 Million
Registered Direct Sole Placement Agent
September 29, 2020
FG New America Acquisition Corp.
$238 Million
IPO Joint Book-Runner
September 17, 2020
BioVie Inc.
$18 Million
Follow-On Offering Joint Book-Runner
September 1, 2020
Joint Venture
Financial Advisor
SG Blocks, Inc. and Clarity Diagnostics
August 28, 2020
GreenPower Motor Company, Inc.
$37.2 Million
IPO Co-Manager
August 28, 2020
Harbor Custom Development, Inc.
$12.2 Million
IPO Sole Book-Runner
August 26, 2020
Fortress Biotech, Inc.
$13.2 Million
9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
August 21, 2020
Ontrak
$48.9 Million
Series A Cumulative Perpetual Preferred Stock Lead Manager
August 16, 2020
OncoSec Medical Incorporated
$15 Million
Registered Direct Exclusive Placement Agent
August 3, 2020
Tiziana Life Sciences plc
$57.3 Million
Registered Direct Sole Placement Agent
July 30, 2020
1847 Goedeker Inc.
$10 Million
IPO Sole Book-RunnerNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.