December 20, 2019
December 10, 2019
SG Blocks, Inc.
$2,250,000
Follow-On Offering Sole Book-Runner
December 4, 2019
LMP Automotive Holdings, Inc.
$13.2 Million
Initial Public Offering Sole Book-Runner
December 4, 2019
Drone Aviation Corp
Drone Aviation Corp
Has Merged With COMSovereign
$78 Million
Advisor
November 25, 2019
Fortress Biotech, Inc.
$6,037,500
9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
October 10, 2019
cbdMD, Inc.
$5 Million
8% Series A Cumulative Convertible Preferred Stock Sole Book-Runner
September 26, 2019
BioXcel Therapeutics, Inc.
$19 Million
Follow-On Offering Co-Manager
August 9, 2019
Stemline Therapeutics, Inc.
$87.6 Million
Follow-On Offering Co-Manager
June 17, 2019
Ampio Pharmaceuticals, Inc.
$12 Million
Registered Direct Placement Agent
May 31, 2019
CTD Holdings, Inc.
$7.4 Million
Private Placement Placement Agent
May 28, 2019
OncoSec Medical Incorporated
$11 Million
Follow-On Offering Advisor
May 23, 2019
Immuron Limited
$2 Million
Follow-On Offering Sole Book-Runner
May 13, 2019
cbdMD, Inc.
$13.8 Million
Follow-On Offering Sole Book-Runner
May 3, 2019
GreenPower Motor Company
$4 Million
Private Placement Placement Agent
April 4, 2019
Quest Solution, Inc.
$5 Million
Private Placement Placement Agent
March 26, 2019
ElectraMeccanica Vehicles Corp.
$12 Million
Registered Direct Placement AgentNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.