Transactions

December 6, 2017
Pyxis Tankers Inc.

Pyxis Tankers Inc.

$4.8 Million

Private Placement Placement Agent
November 21, 2017
Duos Technologies Group, Inc.

Duos Technologies Group, Inc.

$11 Million

Private Placement Placement Agent
November 17, 2017
Level Brands, Inc.

Level Brands, Inc.

$12 Million

IPO Sole Book-Runner
October 25, 2017
Sachem Capital Corp.

Sachem Capital Corp.

$17 Million

Follow-On Offering Joint Book-Runner
October 16, 2017
Ampio Pharmaceuticals, Inc.

Ampio Pharmaceuticals, Inc.

$6.8 Million

Registered Direct Placement Agent
September 22, 2017
Hamamatsu Photonics

Hamamatsu Photonics

$42 Million

M&A Advisor
September 19, 2017
Precision Opinion, Inc.

Precision Opinion, Inc.

$4.3 Million

Debt Capital
September 14, 2017
BiondVax Pharmaceuticals Ltd.

BiondVax Pharmaceuticals Ltd.

$10 Million

Follow-On Offering Sole Book-Runner
August 28, 2017
China Cord Blood Corp.

China Cord Blood Corp.

$30 Million

10b5 Stock Sale Executing Broker
August 15, 2017
AYTU BioScience, Inc.

AYTU BioScience, Inc.

$11.8 Million

Private Placement Placement Agent
August 11, 2017
Shared Labs, Inc.

Shared Labs, Inc.

$12 Million

Acquisition Debt Financing
June 28, 2017
Meridian Waste Solutions

Meridian Waste Solutions

$4 Million

Follow-On Offering Joint Book-Runner
June 21, 2017
SG Blocks, Inc.

SG Blocks, Inc.

$8.6 Million

IPO Sole Book-Runner
June 8, 2017
Immuron

Immuron

$6.1 Million

IPO Joint Book-Runner
June 2, 2017
Ampio Pharmaceuticals

Ampio Pharmaceuticals

$6.3 Million

Private Placement Placement Agent
May 25, 2017
MRI Interventions, Inc.

MRI Interventions, Inc.

$13.3 Million

Private Placement Placement Agent

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.