Transactions

February 6, 2018
OncoSec Medical Incorporated

OncoSec Medical Incorporated

$23 Million

Follow-On Offering Advisor
January 24, 2018
Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$51.8 Million

Follow-On Offering Co-Manager
January 23, 2018
Longfin Corp.

Longfin Corp.

$52.7 Million

Private Placement Placement Agent
January 9, 2018
Teamtronics, Inc.

Teamtronics, Inc.

$3.3 Million

Acquisition Debt Financing
January 9, 2018
Absolutdata Technologies, Inc.

Absolutdata Technologies, Inc.

$2.7 Million

Debt Capital
December 18, 2017
Akers Biosciences, Inc.

Akers Biosciences, Inc.

$6.9 Million

Follow-On Offering Sole Book-Runner
December 15, 2017
Akoustis Technologies, Inc.

Akoustis Technologies, Inc.

$14.6 Million

Private Placement Placement Agent
December 6, 2017
Pyxis Tankers Inc.

Pyxis Tankers Inc.

$4.8 Million

Private Placement Placement Agent
November 21, 2017
Duos Technologies Group, Inc.

Duos Technologies Group, Inc.

$11 Million

Private Placement Placement Agent
November 17, 2017
Level Brands, Inc.

Level Brands, Inc.

$12 Million

IPO Sole Book-Runner
October 25, 2017
Sachem Capital Corp.

Sachem Capital Corp.

$17 Million

Follow-On Offering Joint Book-Runner
October 16, 2017
Ampio Pharmaceuticals, Inc.

Ampio Pharmaceuticals, Inc.

$6.8 Million

Registered Direct Placement Agent
September 22, 2017
Hamamatsu Photonics

Hamamatsu Photonics

$42 Million

M&A Advisor
September 19, 2017
Precision Opinion, Inc.

Precision Opinion, Inc.

$4.3 Million

Debt Capital
September 14, 2017
BiondVax Pharmaceuticals Ltd.

BiondVax Pharmaceuticals Ltd.

$10 Million

Follow-On Offering Sole Book-Runner
August 28, 2017
China Cord Blood Corp.

China Cord Blood Corp.

$30 Million

10b5 Stock Sale Executing Broker

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.