Transactions

January 23, 2008
Trian Acquisition I Corp.

Trian Acquisition I Corp.

$800 Million

IPO Co-Manager
January 16, 2008
Asia Special Situation Acquisition

Asia Special Situation Acquisition

$100 Million

IPO Sole Book-Runner
December 11, 2007
United Refining Energy Corp.

United Refining Energy Corp.

$450 Million

IPO Joint Book-Runner
November 21, 2007
Global Consumer Acquisition Corp.

Global Consumer Acquisition Corp.

$300 Million

IPO Co-Manager
November 9, 2007
2020 ChinaCap Acquirco, Inc.

2020 ChinaCap Acquirco, Inc.

$60 Million

IPO Co-Manager
October 23, 2007

Secure America Acquisition Corp.

$80 Million

IPO Co-Manager
October 17, 2007
TM Entertainment and Media, Inc.

TM Entertainment and Media, Inc.

$72 Million

IPO Co-Manager
October 15, 2007

Stone Tan China Acquisition Corp.

$240 Million

IPO Co-Manager
October 4, 2007
FMG Acquisition Corp.

FMG Acquisition Corp.

$36 Million

IPO Co-Manager
September 24, 2007
Seanergy Maritime Holdings Corp.

Seanergy Maritime Holdings Corp.

$220 Million

IPO Sole Book-Runner
September 5, 2007

InterAmerican Acquisition Group

$40 Million

IPO Co-Manager
July 25, 2007

ImaRx Therapeutics Inc.

$15 Million

IPO Sole Book-Runner
June 29, 2007

Alyst Acquisition Corp.

$56 Million

IPO Co-Manager
June 4, 2007
Response Genetics, Inc.

Response Genetics, Inc.

$21 Million

IPO Sole Book-Runner
May 23, 2007
TransTech Services Partners

TransTech Services Partners

$36 Million

IPO Joint Book-Runner
May 21, 2007

Arcade Acquisition Corporation

$60 Million

IPO Co-Manager

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.