Transactions

September 29, 2005
BioDelivery Sciences Int'l

BioDelivery Sciences Int'l

$8.8 Million

Secondary/Follow-On Joint Book-Runner
August 25, 2005

Ad.Venture Partners, Inc.

$54 Million

IPO Co-Manager
July 28, 2005
Healthcare Acquisition Corp.

Healthcare Acquisition Corp.

$72 Million

IPO Sole Book-Runner
July 15, 2005
Comtech Group

Comtech Group

$40.4 Million

Secondary/Follow-On Co-Manager
June 16, 2005
Gentium S.p.A

Gentium S.p.A

$24.8 Million

IPO Joint Book-Runner
May 2, 2005
Coffee Holding Co., Inc.

Coffee Holding Co., Inc.

$9.2 Million

IPO Co-Manager
October 19, 2004
Interchange Inc.

Interchange Inc.

$22 Million

IPO
October 13, 2004
GuruNet Corp.

GuruNet Corp.

$11.8 Million

IPO Joint Book-Runner
June 28, 2004
Newtek Business Services, Inc.

Newtek Business Services, Inc.

$25 Million

Secondary/Follow-On Joint Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.