Transactions

March 1, 2007
Oceanaut, Inc.

Oceanaut, Inc.

$150 Million

IPO Co-Manager
February 1, 2007
Dekania Corp.

Dekania Corp.

$97 Million

IPO Co-Manager
January 26, 2007
Oculus Innovative Sciences, Inc.

Oculus Innovative Sciences, Inc.

$24.2 Million

IPO Joint Book-Runner
December 18, 2006
Fuwei Films (Holdings) Co.

Fuwei Films (Holdings) Co.

$31 Million

IPO Sole Book-Runner
November 27, 2006
SORL Auto Parts, Inc

SORL Auto Parts, Inc

$31.1 Million

Secondary/Follow-On Sole Book-Runner
November 9, 2006
Thermage, Inc.

Thermage, Inc.

$42 Million

IPO Co-Manager
November 1, 2006
RRSat Global Communication

RRSat Global Communication

$47.5 Million

IPO Co-Manager
October 18, 2006
Ivivi Technology, Inc.

Ivivi Technology, Inc.

$15 Million

IPO Joint Book-Runner
July 20, 2006

Millennium India Acquisition Company

$58 Million

IPO Co-Manager
July 18, 2006
Energy Infrastructure Acquisition Corp.

Energy Infrastructure Acquisition Corp.

$202.5 Million

IPO Sole Book-Runner
June 5, 2006

Community Bankers Acquisition Corp.

$60 Million

IPO Joint Book-Runner
June 5, 2006
Affinity Media International Corp.

Affinity Media International Corp.

$16.5 Million

IPO Sole Book-Runner
May 23, 2006
Minrad International, Inc.

Minrad International, Inc.

$32.5 Million

Secondary/Follow-On Co-Manager
May 10, 2006
Compass Diversified Trust

Compass Diversified Trust

$202.5 Million

IPO Co-Manager
April 11, 2006

JK Acquisition Corp.

$69 Million

IPO Co-Manager
January 30, 2006
Incredimail, Ltd.

Incredimail, Ltd.

$21.5 Million

IPO Sole Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.