Transactions

December 7, 2010
Geron Corporation

Geron Corporation

$87 Million

Secondary/Follow-On Co-Manager
November 19, 2010
Lizhan Environmental Corp.

Lizhan Environmental Corp.

$10 Million

IPO Joint Book-Runner
November 12, 2010
Ascent Solar Technologies, Inc.

Ascent Solar Technologies, Inc.

$21.8 Million

Secondary/Follow-On Co-Manager
November 5, 2010
Triangle Petroleum Corporation

Triangle Petroleum Corporation

$59.4 Million

Secondary/Follow-On Co-Manager
November 4, 2010
Exact Sciences Corporation

Exact Sciences Corporation

$69 Million

Secondary/Follow-On
November 4, 2010
JinkoSolar Holding Co., Ltd.

JinkoSolar Holding Co., Ltd.

$126 Million

Secondary/Follow-On Co-Manager
November 4, 2010
China Linen Textile Industry, Ltd.

China Linen Textile Industry, Ltd.

$7 Million

Private Placement
October 29, 2010
China Dredging Group Company Ltd.

China Dredging Group Company Ltd.

$50.1 Million

Private Placement
October 28, 2010
Energy XXI (Bermuda) Limited

Energy XXI (Bermuda) Limited

$286.4 Million

Secondary/Follow-On Co-Manager
October 27, 2010
Cavico Corp.

Cavico Corp.

$2.1 Million

Secondary/Follow-On Joint Book-Runner
October 26, 2010
Funtalk China Holdings Limited

Funtalk China Holdings Limited

$49 Million

Secondary/Follow-On Co-Manager
October 21, 2010
Comstock Mining Inc

Comstock Mining Inc

$35.8 Million

Private Placement
October 20, 2010
Yuhe International, Inc.

Yuhe International, Inc.

$25.2 Million

Secondary/Follow-On Co-Manager
October 19, 2010
OncoGenex Pharmaceuticals

OncoGenex Pharmaceuticals

$50 Million

Secondary/Follow-On Co-Manager
October 7, 2010
Cazador Acquisition Corporation

Cazador Acquisition Corporation

$46 Million

IPO Joint Book-Runner
October 7, 2010
Golden Minerals Company

Golden Minerals Company

$75 Million

Secondary/Follow-On Co-Manager

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.