Transactions

November 4, 2010
JinkoSolar Holding Co., Ltd.

JinkoSolar Holding Co., Ltd.

$126 Million

Secondary/Follow-On Co-Manager
October 29, 2010
China Dredging Group Company Ltd.

China Dredging Group Company Ltd.

$50.1 Million

Private Placement
October 28, 2010
Energy XXI (Bermuda) Limited

Energy XXI (Bermuda) Limited

$286.4 Million

Secondary/Follow-On Co-Manager
October 27, 2010
Cavico Corp.

Cavico Corp.

$2.1 Million

Secondary/Follow-On Joint Book-Runner
October 26, 2010
Funtalk China Holdings Limited

Funtalk China Holdings Limited

$49 Million

Secondary/Follow-On Co-Manager
October 21, 2010
Comstock Mining Inc

Comstock Mining Inc

$35.8 Million

Private Placement
October 20, 2010
Yuhe International, Inc.

Yuhe International, Inc.

$25.2 Million

Secondary/Follow-On Co-Manager
October 19, 2010
OncoGenex Pharmaceuticals

OncoGenex Pharmaceuticals

$50 Million

Secondary/Follow-On Co-Manager
October 7, 2010
Cazador Acquisition Corporation

Cazador Acquisition Corporation

$46 Million

IPO Joint Book-Runner
October 7, 2010
Golden Minerals Company

Golden Minerals Company

$75 Million

Secondary/Follow-On Co-Manager
August 26, 2010
SkyPeople Fruit Juice, Inc.

SkyPeople Fruit Juice, Inc.

$25.9 Million

Secondary/Follow-On Sole Book-Runner
August 5, 2010
D Medical Industries Ltd

D Medical Industries Ltd

$10.5 Million

IPO
June 17, 2010
China Intelligent Lighting and Electronics, Inc.

China Intelligent Lighting and Electronics, Inc.

$10.1 Million

IPO Joint Book-Runner
June 16, 2010
Universal Travel Group

Universal Travel Group

$20 Million

Secondary/Follow-On Joint Book-Runner
May 20, 2010
57th Street General Acquisition Corp.

57th Street General Acquisition Corp.

$54.6 Million

IPO
April 29, 2010
China Agritech, Inc.

China Agritech, Inc.

$23 Million

Secondary/Follow-On Sole Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.