May 5, 2020
Distribution Agreement
Advisor
April 30, 2020
Second Sight Medical Products, Inc.
$7.5 Million
Follow-On Offering Sole Book-Runner
April 22, 2020
Nano Dimension Ltd.
$13.3 Million
Follow-On Offering Sole Book-Runner
April 10, 2020
Tiziana Life Sciences plc
$20 Million
ATM Offering Sales Agent
April 1, 2020
SG Blocks, Inc.
$1.9 Million
Follow-On Offering Sole Book-Runner
March 30, 2020
Clarity Lab Solutions, LLC
$2 Million
Senior Secured Debt Financing Advisor
March 23, 2020
Fortress Biotech, Inc.
$5 Million
Series A Cumulative Preferred Stock Repurchase Program
March 12, 2020
Tiziana Life Sciences plc
$10 Million
Follow-On Offering Sole Book-Runner
February 21, 2020
Ampio Pharmaceuticals, Inc.
$50 Million
ATM Offering Sales Agent
February 12, 2020
Duos Technologies Group, Inc.
$9.3 Million
Follow-On Offering Sole Book-Runner
February 11, 2020
LMP Automotive Holdings Inc.
$19.2 Million
Follow-On Offering Sole Book-Runner
February 11, 2020
Fortress Biotech, Inc.
$14.4 Million
9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
February 10, 2020
OncoSec Medical, Inc.
$30 Million
Strategic Investment Advisor
February 5, 2020
Nano Dimension Ltd.
$3.9 Million
Follow-On Offering Sole Book-Runner
January 31, 2020
Annovis Bio, Inc.
$13.8 Million
IPO Sole Book-Runner
January 10, 2020
cbdMD, Inc.
$18.4 Million
Follow-On Offering Sole Book-RunnerNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.