Transactions

January 31, 2012
ChromaDex Corporation

ChromaDex Corporation

$11.2 Million

Registered Direct Sole Book-Runner
December 1, 2011
Synergy Pharmaceuticals, Inc.

Synergy Pharmaceuticals, Inc.

$17.3 Million

Follow-on Direct Sole Book-Runner
December 1, 2011
New York Mortgage Trust, Inc.

New York Mortgage Trust, Inc.

$16.6 Million

Follow-on Direct Co-Manager
November 8, 2011
Selway Capital Acquisition Corp.

Selway Capital Acquisition Corp.

$20 Million

IPO Sole Book-Runner
October 28, 2011
American Realty Capital Properties, Inc.

American Realty Capital Properties, Inc.

$15.8 Million

Secondary/Follow-On Co-Manager
July 15, 2011
TowerStream Corporation

TowerStream Corporation

$41.4 Million

Secondary/Follow-On Joint Book-Runner
May 26, 2011

China Growth Equity Investment Ltd.

$50 Million

IPO Co-Manager
May 24, 2011
IZEA Holdings Inc.

IZEA Holdings Inc.

$3.3 Million

Private Placement Placement Agent
May 19, 2011
NetSol Technologies, Inc.

NetSol Technologies, Inc.

M&A Advisor
May 9, 2011
Universal Business Payment Solutions Acquisition Corporation

Universal Business Payment Solutions Acquisition Corporation

$72 Million

IPO
May 4, 2011

SMG Indium Resources Ltd.

$24 Million

IPO Joint Book-Runner
April 20, 2011
Mission NewEnergy Limited

Mission NewEnergy Limited

$25.1 Million

IPO Joint Book-Runner
March 25, 2011
Hyperdynamics Corporation

Hyperdynamics Corporation

$143.8 Million

Secondary/Follow-On Sole Book-Runner
March 24, 2011
Endeavour International Corporation

Endeavour International Corporation

$110 Million

Secondary/Follow-On Co-Manager
March 24, 2011
Prime Acquisition Corp.

Prime Acquisition Corp.

$36 Million

IPO Joint Book-Runner
March 24, 2011
Gulfport Energy Corporation

Gulfport Energy Corporation

$153.6 Million

Secondary/Follow-On Co-Manager

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.