Transactions

March 24, 2011
Prime Acquisition Corp.

Prime Acquisition Corp.

$36 Million

IPO Joint Book-Runner
February 11, 2011
Kips Bay Medical, Inc.

Kips Bay Medical, Inc.

$16.5 Million

IPO Joint Book-Runner
February 3, 2011
On Track Innovation, Ltd.

On Track Innovation, Ltd.

$18 Million

Secondary/Follow-On Joint Book-Runner
January 14, 2011
Kingold Jewelry, Inc.

Kingold Jewelry, Inc.

$23 Million

Secondary/Follow-On Joint Book-Runner
January 13, 2011
GeoResources, Inc.

GeoResources, Inc.

$134 Million

Secondary/Follow-On Co-Manager
December 22, 2010
Sino Clean Energy, Inc.

Sino Clean Energy, Inc.

$33 Million

Secondary/Follow-On Joint Book-Runner
December 20, 2010
Magic Software Enterprises Ltd.

Magic Software Enterprises Ltd.

$21.2 Million

Private Placement
December 16, 2010
Ventrus Biosciences, Inc.

Ventrus Biosciences, Inc.

$17.4 Million

IPO Joint Book-Runner
December 14, 2010
YM Biosciences Inc.

YM Biosciences Inc.

$40 Million

Secondary/Follow-On Co-Manager
December 10, 2010
FlatWorld Acquisition Corp.

FlatWorld Acquisition Corp.

$22 Million

IPO Joint Book-Runner
December 10, 2010
SKY-mobi Limited

SKY-mobi Limited

$58 Million

IPO Co-Manager
December 7, 2010
Geron Corporation

Geron Corporation

$87 Million

Secondary/Follow-On Co-Manager
November 19, 2010
Lizhan Environmental Corp.

Lizhan Environmental Corp.

$10 Million

IPO Joint Book-Runner
November 12, 2010
Ascent Solar Technologies, Inc.

Ascent Solar Technologies, Inc.

$21.8 Million

Secondary/Follow-On Co-Manager
November 5, 2010
Triangle Petroleum Corporation

Triangle Petroleum Corporation

$59.4 Million

Secondary/Follow-On Co-Manager
November 4, 2010
JinkoSolar Holding Co., Ltd.

JinkoSolar Holding Co., Ltd.

$126 Million

Secondary/Follow-On Co-Manager

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.