Transactions

November 20, 2012
Superconductor Technologies Inc.

Superconductor Technologies Inc.

$3.2 Million

Secondary/Follow-On Sole Book-Runner
November 15, 2012
AspenBio Pharmaceuticals, Inc.

AspenBio Pharmaceuticals, Inc.

$4.1 Million

Secondary/Follow-On Sole Book-Runner
November 13, 2012
Comstock Mining

Comstock Mining

$8.1 Million

Secondary/Follow-On Joint Book-Runner
October 25, 2012
Xplore Technologies Corp.

Xplore Technologies Corp.

$10 Million

Secondary/Follow-On Sole Book-Runner
October 18, 2012
CytRx Corporation

CytRx Corporation

$23 Million

Secondary/Follow-On Sole Book-Runner
October 2, 2012
Net Element International Inc. merger with Cazador Acquisition Corporation

Net Element International Inc. merger with Cazador Acquisition Corporation

$350 Million

M&A Financial Advisor
September 19, 2012
Ascent Solar Technologies, Inc.

Ascent Solar Technologies, Inc.

$11 Million

Secondary/Follow-On Sole Book-Runner
September 13, 2012
Neuralstem, Inc.

Neuralstem, Inc.

$7 Million

Registered Direct Sole Book-Runner
September 11, 2012
PURE Bioscience, Inc.

PURE Bioscience, Inc.

$4.2 Million

Secondary/Follow-On Sole Book-Runner
September 5, 2012
IZEA Inc.

IZEA Inc.

$2.2 Million

Secondary/Follow-On Sole Book-Runner
August 14, 2012
Neuralstem, Inc.

Neuralstem, Inc.

$2.8 Million

Secondary/Follow-On Sole Book-Runner
August 2, 2012
Rosetta Genomics Ltd.

Rosetta Genomics Ltd.

$31.6 Million

Secondary/Follow-On Sole Book-Runner
July 12, 2012
Ampio Pharmaceutcials, Inc.

Ampio Pharmaceutcials, Inc.

$17.8 Million

Secondary/Follow-On Sole Book-Runner
July 11, 2012
New York Mortgage Trust, Inc.

New York Mortgage Trust, Inc.

$30.2 Million

Secondary/Follow-On Co-Manager
June 19, 2012
AspenBio Pharmaceuticals, Inc.

AspenBio Pharmaceuticals, Inc.

$12.2 Million

Secondary/Follow-On Sole Book-Runner
May 29, 2012
Trovagene, Inc.

Trovagene, Inc.

$10.6 Million

Secondary/Follow-On Sole Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.