Transactions

January 30, 2014
CytRx Corporation

CytRx Corporation

$86.3 Million

Secondary/Follow-On
January 30, 2014
SMTP, Inc.

SMTP, Inc.

$11.5 Million

Secondary/Follow-On Sole Book-Runner
January 23, 2014
Kips Bay Medical, Inc.

Kips Bay Medical, Inc.

$4.2 Million

Secondary/Follow-On Sole Book-Runner
January 23, 2014
Akers Biosciences, Inc.

Akers Biosciences, Inc.

$15 Million

IPO Sole Book-Runner
January 8, 2014
Intellicheck Mobilisa, Inc.

Intellicheck Mobilisa, Inc.

$6.1 Million

Secondary/Follow-On Sole Book-Runner
December 31, 2013
Fusion Telecommunications Int'l, Inc.

Fusion Telecommunications Int'l, Inc.

$44 Million

Private Placement Sole Placement Agent
December 24, 2013
Oramed Pharmaceuticals, Inc.

Oramed Pharmaceuticals, Inc.

$15.8 Million

Registered Direct Sole Placement Agent
December 19, 2013
Sorrento Therapeutics, Inc.

Sorrento Therapeutics, Inc.

$17.7 Million

Block Trade
December 19, 2013
SuperCom Ltd.

SuperCom Ltd.

$13.8 Million

Secondary/Follow-On Sole Book-Runner
December 17, 2013
Cambridge Capital Acquisition Corporation

Cambridge Capital Acquisition Corporation

$80.5 Million

IPO Co-Manager
December 17, 2013
Opexa Therapeutics, Inc.

Opexa Therapeutics, Inc.

$8.1 Million

Secondary/Follow-On Sole Book-Runner
December 13, 2013
InterCloud Systems, Inc.

InterCloud Systems, Inc.

$11.6 Million

Private Placement Sole Placement Agent
December 11, 2013
Synthetic Biologics, Inc.

Synthetic Biologics, Inc.

$13.2 Million

Secondary/Follow-On Sole Book-Runner
November 21, 2013
RiT Technologies, Inc.

RiT Technologies, Inc.

$6 Million

Secondary/Follow-On Sole Book-Runner
November 13, 2013
xG Technologies, Inc.

xG Technologies, Inc.

$10 Million

Secondary/Follow-On Joint Book-Runner
October 30, 2013
InterCloud Systems, Inc.

InterCloud Systems, Inc.

$5.8 Million

Secondary/Follow-On Joint Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.