Transactions

August 3, 2020
Tiziana Life Sciences plc

Tiziana Life Sciences plc

$57.3 Million

Registered Direct Sole Placement Agent
July 30, 2020
1847 Goedeker Inc.

1847 Goedeker Inc.

$10 Million

IPO Sole Book-Runner
July 13, 2020
Fat Brands, Inc.

Fat Brands, Inc.

$9 Million

8.25% Series B Cumulative Preferred Stock Sole Book-Runner
June 10, 2020
Lantern Pharma Inc.

Lantern Pharma Inc.

$26.3 Million

IPO Sole Book-Runner
June 8, 2020
Piedmont Lithium Ltd.

Piedmont Lithium Ltd.

$20.5 Million

Joint Book-Runner
May 26, 2020
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$11.5 Million

9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
May 20, 2020
Nano Dimension Ltd.

Nano Dimension Ltd.

$35.9 Million

Registered Direct Sole Placement Agent
May 19, 2020
Medigus Ltd.

Medigus Ltd.

$5 Million

Follow-On Offering Sole Book-Runner
May 6, 2020
SG Blocks, Inc.

SG Blocks, Inc.

$17.3 Million

Follow-On Offering Sole Book-Runner
May 5, 2020
SG Blocks, Inc. and OSANG Healthcare Co., Ltd.

SG Blocks, Inc. and OSANG Healthcare Co., Ltd.

Distribution Agreement Advisor
April 30, 2020
Second Sight Medical Products, Inc.

Second Sight Medical Products, Inc.

$7.5 Million

Follow-On Offering Sole Book-Runner
April 22, 2020
Nano Dimension Ltd.

Nano Dimension Ltd.

$13.3 Million

Follow-On Offering Sole Book-Runner
April 10, 2020
Tiziana Life Sciences plc

Tiziana Life Sciences plc

$20 Million

ATM Offering Sales Agent
April 1, 2020
SG Blocks, Inc.

SG Blocks, Inc.

$1.9 Million

Follow-On Offering Sole Book-Runner
March 30, 2020
Clarity Lab Solutions, LLC

Clarity Lab Solutions, LLC

$2 Million

Senior Secured Debt Financing Advisor
March 23, 2020
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$5 Million

Series A Cumulative Preferred Stock Repurchase Program

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.