September 17, 2020
September 1, 2020
Joint Venture
Financial Advisor
SG Blocks, Inc. and Clarity Diagnostics
August 28, 2020
Harbor Custom Development, Inc.
$12.2 Million
IPO Sole Book-Runner
August 28, 2020
GreenPower Motor Company, Inc.
$37.2 Million
IPO Co-Manager
August 26, 2020
Fortress Biotech, Inc.
$13.2 Million
9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
August 21, 2020
Ontrak
$48.9 Million
Series A Cumulative Perpetual Preferred Stock Lead Manager
August 16, 2020
OncoSec Medical Incorporated
$15 Million
Registered Direct Exclusive Placement Agent
August 3, 2020
Tiziana Life Sciences plc
$57.3 Million
Registered Direct Sole Placement Agent
July 30, 2020
1847 Goedeker Inc.
$10 Million
IPO Sole Book-Runner
July 13, 2020
Fat Brands, Inc.
$9 Million
8.25% Series B Cumulative Preferred Stock Sole Book-Runner
June 10, 2020
Lantern Pharma Inc.
$26.3 Million
IPO Sole Book-Runner
June 8, 2020
Piedmont Lithium Ltd.
$20.5 Million
Joint Book-Runner
May 26, 2020
Fortress Biotech, Inc.
$11.5 Million
9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
May 20, 2020
Nano Dimension Ltd.
$35.9 Million
Registered Direct Sole Placement Agent
May 19, 2020
Medigus Ltd.
$5 Million
Follow-On Offering Sole Book-Runner
May 6, 2020
SG Blocks, Inc.
$17.3 Million
Follow-On Offering Sole Book-RunnerNote: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.