Transactions

March 30, 2020
Clarity Lab Solutions, LLC

Clarity Lab Solutions, LLC

$2 Million

Senior Secured Debt Financing Advisor
March 23, 2020
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$5 Million

Series A Cumulative Preferred Stock Repurchase Program
March 12, 2020
Tiziana Life Sciences plc

Tiziana Life Sciences plc

$10 Million

Follow-On Offering Sole Book-Runner
February 21, 2020
Ampio Pharmaceuticals, Inc.

Ampio Pharmaceuticals, Inc.

$50 Million

ATM Offering Sales Agent
February 12, 2020
Duos Technologies Group, Inc.

Duos Technologies Group, Inc.

$9.3 Million

Follow-On Offering Sole Book-Runner
February 11, 2020
LMP Automotive Holdings Inc.

LMP Automotive Holdings Inc.

$19.2 Million

Follow-On Offering Sole Book-Runner
February 11, 2020
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$14.4 Million

9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
February 10, 2020
OncoSec Medical, Inc.

OncoSec Medical, Inc.

$30 Million

Strategic Investment Advisor
February 5, 2020
Nano Dimension Ltd.

Nano Dimension Ltd.

$3.9 Million

Follow-On Offering Sole Book-Runner
January 31, 2020
Annovis Bio, Inc.

Annovis Bio, Inc.

$13.8 Million

IPO Sole Book-Runner
January 10, 2020
cbdMD, Inc.

cbdMD, Inc.

$18.4 Million

Follow-On Offering Sole Book-Runner
December 20, 2019
Better Choice Company has acquired Halo, Purely for Pets

Better Choice Company has acquired Halo, Purely for Pets

$47 Million

Financial Advisor
December 10, 2019
SG Blocks, Inc.

SG Blocks, Inc.

$2,250,000

Follow-On Offering Sole Book-Runner
December 4, 2019
Drone Aviation Corp<br>Has Merged With COMSovereign

Drone Aviation Corp
Has Merged With COMSovereign

$78 Million

Advisor
December 4, 2019
LMP Automotive Holdings, Inc.

LMP Automotive Holdings, Inc.

$13.2 Million

Initial Public Offering Sole Book-Runner
November 25, 2019
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$6,037,500

9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.