Transactions

May 26, 2020
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$11.5 Million

9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
May 20, 2020
Nano Dimension Ltd.

Nano Dimension Ltd.

$35.9 Million

Registered Direct Sole Placement Agent
May 19, 2020
Medigus Ltd.

Medigus Ltd.

$5 Million

Follow-On Offering Sole Book-Runner
May 6, 2020
SG Blocks, Inc.

SG Blocks, Inc.

$17.3 Million

Follow-On Offering Sole Book-Runner
May 5, 2020
SG Blocks, Inc. and OSANG Healthcare Co., Ltd.

SG Blocks, Inc. and OSANG Healthcare Co., Ltd.

Distribution Agreement Advisor
April 30, 2020
Second Sight Medical Products, Inc.

Second Sight Medical Products, Inc.

$7.5 Million

Follow-On Offering Sole Book-Runner
April 22, 2020
Nano Dimension Ltd.

Nano Dimension Ltd.

$13.3 Million

Follow-On Offering Sole Book-Runner
April 10, 2020
Tiziana Life Sciences plc

Tiziana Life Sciences plc

$20 Million

ATM Offering Sales Agent
April 1, 2020
SG Blocks, Inc.

SG Blocks, Inc.

$1.9 Million

Follow-On Offering Sole Book-Runner
March 30, 2020
Clarity Lab Solutions, LLC

Clarity Lab Solutions, LLC

$2 Million

Senior Secured Debt Financing Advisor
March 23, 2020
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$5 Million

Series A Cumulative Preferred Stock Repurchase Program
March 12, 2020
Tiziana Life Sciences plc

Tiziana Life Sciences plc

$10 Million

Follow-On Offering Sole Book-Runner
February 21, 2020
Ampio Pharmaceuticals, Inc.

Ampio Pharmaceuticals, Inc.

$50 Million

ATM Offering Sales Agent
February 12, 2020
Duos Technologies Group, Inc.

Duos Technologies Group, Inc.

$9.3 Million

Follow-On Offering Sole Book-Runner
February 11, 2020
LMP Automotive Holdings Inc.

LMP Automotive Holdings Inc.

$19.2 Million

Follow-On Offering Sole Book-Runner
February 11, 2020
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$14.4 Million

9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.