Transactions

October 10, 2019
cbdMD, Inc.

cbdMD, Inc.

$5 Million

8% Series A Cumulative Convertible Preferred Stock Sole Book-Runner
September 26, 2019
BioXcel Therapeutics, Inc.

BioXcel Therapeutics, Inc.

$19 Million

Follow-On Offering Co-Manager
August 9, 2019
Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$87.6 Million

Follow-On Offering Co-Manager
June 17, 2019
Ampio Pharmaceuticals, Inc.

Ampio Pharmaceuticals, Inc.

$12 Million

Registered Direct Placement Agent
May 31, 2019
CTD Holdings, Inc.

CTD Holdings, Inc.

$7.4 Million

Private Placement Placement Agent
May 28, 2019
OncoSec Medical Incorporated

OncoSec Medical Incorporated

$11 Million

Follow-On Offering Advisor
May 23, 2019
Immuron Limited

Immuron Limited

$2 Million

Follow-On Offering Sole Book-Runner
May 13, 2019
cbdMD, Inc.

cbdMD, Inc.

$13.8 Million

Follow-On Offering Sole Book-Runner
May 3, 2019
GreenPower Motor Company

GreenPower Motor Company

$4 Million

Private Placement Placement Agent
April 4, 2019
Quest Solution, Inc.

Quest Solution, Inc.

$5 Million

Private Placement Placement Agent
March 26, 2019
ElectraMeccanica Vehicles Corp.

ElectraMeccanica Vehicles Corp.

$12 Million

Registered Direct Placement Agent
March 13, 2019
Bridgeline Digital

Bridgeline Digital

$10 Million

Private Placement Placement Agent
March 4, 2019
Kingsway Financial Services Inc. & Geminus Holding Company, Inc.

Kingsway Financial Services Inc. & Geminus Holding Company, Inc.

$10 Million

Senior Acquisition Debt Financing
February 8, 2019
Staffing 360 Solutions, Inc.

Staffing 360 Solutions, Inc.

$4.8 Million

Follow-On Offering Sole Book-Runner
January 15, 2019
Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$92 Million

Follow-On Offering Co-Manager
January 14, 2019
Precision Opinion

Precision Opinion

$4.8 Million

Senior Secured Term Loan

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.