Transactions

February 10, 2020
OncoSec Medical, Inc.

OncoSec Medical, Inc.

$30 Million

Strategic Investment Advisor
February 5, 2020
Nano Dimension Ltd.

Nano Dimension Ltd.

$3.9 Million

Follow-On Offering Sole Book-Runner
January 31, 2020
Annovis Bio, Inc.

Annovis Bio, Inc.

$13.8 Million

IPO Sole Book-Runner
January 10, 2020
cbdMD, Inc.

cbdMD, Inc.

$18.4 Million

Follow-On Offering Sole Book-Runner
December 20, 2019
Better Choice Company has acquired Halo, Purely for Pets

Better Choice Company has acquired Halo, Purely for Pets

$47 Million

Financial Advisor
December 10, 2019
SG Blocks, Inc.

SG Blocks, Inc.

$2,250,000

Follow-On Offering Sole Book-Runner
December 4, 2019
LMP Automotive Holdings, Inc.

LMP Automotive Holdings, Inc.

$13.2 Million

Initial Public Offering Sole Book-Runner
December 4, 2019
Drone Aviation Corp<br>Has Merged With COMSovereign

Drone Aviation Corp
Has Merged With COMSovereign

$78 Million

Advisor
November 25, 2019
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$6,037,500

9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
October 10, 2019
cbdMD, Inc.

cbdMD, Inc.

$5 Million

8% Series A Cumulative Convertible Preferred Stock Sole Book-Runner
September 26, 2019
BioXcel Therapeutics, Inc.

BioXcel Therapeutics, Inc.

$19 Million

Follow-On Offering Co-Manager
August 9, 2019
Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$87.6 Million

Follow-On Offering Co-Manager
June 17, 2019
Ampio Pharmaceuticals, Inc.

Ampio Pharmaceuticals, Inc.

$12 Million

Registered Direct Placement Agent
May 31, 2019
CTD Holdings, Inc.

CTD Holdings, Inc.

$7.4 Million

Private Placement Placement Agent
May 28, 2019
OncoSec Medical Incorporated

OncoSec Medical Incorporated

$11 Million

Follow-On Offering Advisor
May 23, 2019
Immuron Limited

Immuron Limited

$2 Million

Follow-On Offering Sole Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.