Transactions

Pyxis Tankers Inc.

Pyxis Tankers Inc.

$4.8 M
Private Placement

Placement Agent

Duos Technologies Group, Inc.

Duos Technologies Group, Inc.

$11 M
Private Placement

Placement Agent

Level Brands, Inc.

Level Brands, Inc.

$12 M
IPO

Sole Book-Runner

Sachem Capital Corp.

Sachem Capital Corp.

$17 M
Follow-On Offering

Joint Book-Runner

Ampio Pharmaceuticals, Inc.

Ampio Pharmaceuticals, Inc.

$6.8 M
Registered Direct

Placement Agent

Hamamatsu Photonics

Hamamatsu Photonics

$42 M
M&A

Advisor

Precision Opinion, Inc.

Precision Opinion, Inc.

$4.3 M
Debt Capital
BiondVax Pharmaceuticals Ltd.

BiondVax Pharmaceuticals Ltd.

$10 M
Follow-On Offering

Sole Book-Runner

China Cord Blood Corp.

China Cord Blood Corp.

$30 M
10b5 Stock Sale

Executing Broker

AYTU BioScience, Inc.

AYTU BioScience, Inc.

$11.8 M
Private Placement

Placement Agent

Shared Labs, Inc.

Shared Labs, Inc.

$12 M
Acquisition Debt Financing
Meridian Waste Solutions

Meridian Waste Solutions

$4 M
Follow-On Offering

Joint Book-Runner