Transactions

Fortress Biotech, Inc.

Fortress Biotech, Inc.

$6 M
9.375% Series A Cumulative Redeemable Preferred Stock

Joint Book-Runner

cbdMD, Inc.

cbdMD, Inc.

$5 M
8% Series A Cumulative Convertible Preferred Stock

Sole Book-Runner

BioXcel Therapeutics, Inc.

BioXcel Therapeutics, Inc.

$19 M
Follow-On Offering

Co-Manager

Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$87.6 M
Follow-On Offering

Co-Manager

Ampio Pharmaceuticals, Inc.

Ampio Pharmaceuticals, Inc.

$12 M
Registered Direct

Placement Agent

CTD Holdings, Inc.

CTD Holdings, Inc.

$7.4 M
Private Placement

Placement Agent

OncoSec Medical Incorporated

OncoSec Medical Incorporated

$11 M
Follow-On Offering

Advisor

Immuron Limited

Immuron Limited

$2 M
Follow-On Offering

Sole Book-Runner

cbdMD, Inc.

cbdMD, Inc.

$13.8 M
Follow-On Offering

Sole Book-Runner

GreenPower Motor Company

GreenPower Motor Company

$4 M
Private Placement

Placement Agent

Quest Solution, Inc.

Quest Solution, Inc.

$5 M
Private Placement

Placement Agent

ElectraMeccanica Vehicles Corp.

ElectraMeccanica Vehicles Corp.

$12 M
Registered Direct

Placement Agent