Equity Transaction Focus

  • Initial Public Offerings
  • Underwritten Follow-On and Secondary Offerings
  • Special Purpose Acquisition Company (“SPAC”) Initial Public Offerings and M&A Advisory
  • Registered Direct Placements & PIPEs
  • Merger and Acquisitions as well as Financial Advisory
  • Up-Listings
  • Dual Listings

Financial and General Advisory Services

  • Up-Listing and Dual Listing Advisory
  • Listing on a national exchange (NASDAQ or NYSE American)
  • Program overview
  • Requirements and standards
  • ADR overview
  • Jobs Act overview
  • Marketing strategy – including non-deal road shows
  • Develop short and long-term goals focusing on corporate and shareholder value
  • Comparable company and precedent transaction analysis