• Initial Public Offerings (IPO’s)
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  • Registered Direct Placements & PIPEs
  • At-The-Market Offerings (ATM’s)
  • Dual Listings (Foreign Exchanges to NASDAQ & NYSE)
  • Up-Listings (OTC to NASDAQ & NYSE)
  • Debt Placements
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  • Loans to both Public and Private Companies
  • Acquisition Financing
  • Revolvers

  • Capital Markets Advisory Services
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  • Fairness Opinions 
  • Valuation Analysis
  • Trading & Sales Trading
  • Block Trading
  • 10b-5 Sales
  • Corporate Stock Buybacks
  • Risk Arbitrage & Event Driven Trading

 

  • Equity Syndicate
  • Corporate Access & Non-deal Roadshows
  • Equity Research
  • ThinkEquity Conference