Transactions

August 5, 2015
One Horizon Group, Inc.

One Horizon Group, Inc.

$3 Million

Secondary/Follow-On Sole Book-Runner
July 31, 2015
EyeGate Pharmaceuticals, Inc.

EyeGate Pharmaceuticals, Inc.

$10 Million

Secondary/Follow-On Joint Book-Runner
July 23, 2015
Cryoport, Inc.

Cryoport, Inc.

$6.5 Million

Secondary/Follow-On Sole Book-Runner
July 21, 2015
CytRx Corporation

CytRx Corporation

$28.8 Million

Secondary/Follow-On Co-Manager
July 16, 2015
NephroGenex, Inc.

NephroGenex, Inc.

$7.5 Million

Secondary/Follow-On Sole Book-Runner
July 1, 2015
GenePeeks, Inc.

GenePeeks, Inc.

$3 Million

Debt Capital
June 24, 2015
Ritter Pharmaceuticals, Inc.

Ritter Pharmaceuticals, Inc.

$20 Million

IPO Sole Book-Runner
May 27, 2015
Caladrius Biosciences, Inc. (fka NeoStem)

Caladrius Biosciences, Inc. (fka NeoStem)

$28.8 Million

Secondary/Follow-On Sole Book-Runner
May 22, 2015
Manhattan Bridge Capital, Inc.

Manhattan Bridge Capital, Inc.

$4.5 Million

Secondary/Follow-On Sole Book-Runner
May 13, 2015
Jaguar Animal Health, Inc.

Jaguar Animal Health, Inc.

$20 Million

IPO Sole Book-Runner
May 11, 2015
BiondVax Pharmaceuticals Ltd.

BiondVax Pharmaceuticals Ltd.

$9.6 Million

IPO Sole Book-Runner
May 1, 2015
Cyalume Technologies Holdings, Inc.

Cyalume Technologies Holdings, Inc.

$25 Million

Debt Capital
April 16, 2015
Professional Diversity Network, Inc.

Professional Diversity Network, Inc.

$5 Million

Secondary/Follow-On Sole Book-Runner
April 10, 2015
Matinas Biopharma

Matinas Biopharma

$10 Million

Private Placement Placement Agent
March 23, 2015
InterCloud Systems, Inc

InterCloud Systems, Inc

$15 Million

Credit Facility
March 10, 2015
Heat Biologics, Inc.

Heat Biologics, Inc.

$12.3 Million

Secondary/Follow-On Sole Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.