Transactions

August 12, 2013
Matinas Biopharma

Matinas Biopharma

$15 Million

Private Placement
August 7, 2013
Opexa Therapeutics, Inc.

Opexa Therapeutics, Inc.

$19.4 Million

Secondary/Follow-On Sole Book-Runner
July 30, 2013
Vuzix Corporation

Vuzix Corporation

$8.1 Million

Secondary/Follow-On Sole Book-Runner
July 24, 2013
Box Ships, Inc.

Box Ships, Inc.

$13.4 Million

Secondary/Follow-On Joint Book-Runner
July 23, 2013
Heat Biologics, Inc.

Heat Biologics, Inc.

$27 Million

IPO Sole Book-Runner
July 18, 2013
xG Technologies, Inc.

xG Technologies, Inc.

$8.5 Million

IPO Joint Book-Runner
July 10, 2013
Oramed Pharmaceuticals, Inc.

Oramed Pharmaceuticals, Inc.

$4.6 Million

Registered Direct Sole Book-Runner
July 3, 2013
Miller Energy Resources, Inc.

Miller Energy Resources, Inc.

$7.2 Million

Secondary/Follow-On Joint Book-Runner
June 26, 2013
MedWorth Acquisition Corp.

MedWorth Acquisition Corp.

$52.8 Million

IPO Co-Manager
June 19, 2013
Echo Therapeutics, Inc.

Echo Therapeutics, Inc.

$12.5 Million

Secondary/Follow-On Sole Book-Runner
June 5, 2013
RCS Capital Corporation

RCS Capital Corporation

$50 Million

IPO Co-Manager
May 29, 2013

The Industrial Development Authority Of the County of La Paz, Arizona

$91.2 Million

New Issue
May 28, 2013
Virtual Piggy, Inc

Virtual Piggy, Inc

$6.4 Million

Private Placement
May 28, 2013

Willacy County Public Facility Corporation

$20.5 Million

New Issue
May 22, 2013
Alcobra Ltd.

Alcobra Ltd.

$25 Million

IPO Sole Book-Runner
May 16, 2013
Stemline Therapeutics, Inc.

Stemline Therapeutics, Inc.

$69 Million

Secondary/Follow-On Joint Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.