Transactions

September 17, 2020
BioVie Inc.

BioVie Inc.

$15.7 Million

Follow-On Offering Joint Book-Runner
September 1, 2020
SG Blocks, Inc. and Clarity Diagnostics

SG Blocks, Inc. and Clarity Diagnostics

Joint Venture Financial Advisor
August 28, 2020
Harbor Custom Development, Inc.

Harbor Custom Development, Inc.

$12.2 Million

IPO Sole Book-Runner
August 28, 2020
GreenPower Motor Company, Inc.

GreenPower Motor Company, Inc.

$37.2 Million

IPO Co-Manager
August 26, 2020
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$13.2 Million

9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
August 21, 2020
Ontrak

Ontrak

$48.9 Million

Series A Cumulative Perpetual Preferred Stock Lead Manager
August 16, 2020
OncoSec Medical Incorporated

OncoSec Medical Incorporated

$15 Million

Registered Direct Exclusive Placement Agent
August 3, 2020
Tiziana Life Sciences plc

Tiziana Life Sciences plc

$57.3 Million

Registered Direct Sole Placement Agent
July 30, 2020
1847 Goedeker Inc.

1847 Goedeker Inc.

$10 Million

IPO Sole Book-Runner
July 13, 2020
Fat Brands, Inc.

Fat Brands, Inc.

$9 Million

8.25% Series B Cumulative Preferred Stock Sole Book-Runner
June 10, 2020
Lantern Pharma Inc.

Lantern Pharma Inc.

$26.3 Million

IPO Sole Book-Runner
June 8, 2020
Piedmont Lithium Ltd.

Piedmont Lithium Ltd.

$20.5 Million

Joint Book-Runner
May 26, 2020
Fortress Biotech, Inc.

Fortress Biotech, Inc.

$11.5 Million

9.375% Series A Cumulative Redeemable Preferred Stock Joint Book-Runner
May 20, 2020
Nano Dimension Ltd.

Nano Dimension Ltd.

$35.9 Million

Registered Direct Sole Placement Agent
May 19, 2020
Medigus Ltd.

Medigus Ltd.

$5 Million

Follow-On Offering Sole Book-Runner
May 6, 2020
SG Blocks, Inc.

SG Blocks, Inc.

$17.3 Million

Follow-On Offering Sole Book-Runner

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.