Transactions

April 14, 2021
Gee Group Inc.

Gee Group Inc.

$50 Million

Follow-On Offering Sole Book-Runner
April 8, 2021
Aldel Financial Inc.

Aldel Financial Inc.

$115 Million

Initial Public Offering Sole Book-Runner
March 24, 2021
Second Sight Medical Products, Inc.

Second Sight Medical Products, Inc.

$27.9 Million

Private Placement Sole Placement Agent
March 23, 2021
Piedmont Lithium Limited

Piedmont Lithium Limited

$122.5 Million

Follow-On Offering Co-Manager
February 24, 2021
LMP Automotive Holdings, Inc.

LMP Automotive Holdings, Inc.

$20 Million

Private Placement Sole Placement Agent
February 23, 2021
BriaCell Therapeutics Corp.

BriaCell Therapeutics Corp.

$28.7 Million

Follow-On Offering Sole Book-Runner
February 17, 2021
Pyxis Tankers, Inc.

Pyxis Tankers, Inc.

$25 Million

Private Placement Sole Placement Agent
February 16, 2021
Hepion Pharmaceuticals, Inc.

Hepion Pharmaceuticals, Inc.

$88.4 Million

Follow-On Offering Sole Book-Runner
February 16, 2021
Virpax Pharmaceuticals Inc.

Virpax Pharmaceuticals Inc.

$18 Million

Initial Public Offering Sole Book-Runner
February 15, 2021
Nano Dimension Ltd.

Nano Dimension Ltd.

$500 Million

Registered Direct Sole Placement Agent
February 11, 2021
urban-gro, Inc.

urban-gro, Inc.

$62.1 Million

Follow-On Offering Sole Book-Runner
February 9, 2021
Vallon Pharmaceuticals, Inc.

Vallon Pharmaceuticals, Inc.

$18 Million

Initial Public Offering Sole Book-Runner
February 8, 2021
Adara Acquisition Corp.

Adara Acquisition Corp.

$115 Million

Initial Public Offering Sole Book-Runner
February 7, 2021
Polar Power, Inc.

Polar Power, Inc.

$13.5 Million

Follow-On Offering Sole Book-Runner
February 3, 2021
Ballantyne Strong, Inc.

Ballantyne Strong, Inc.

$7.6 Million

Follow-On Offering Sole Book-Runner
January 21, 2021
OncoSec Medical Incorporated

OncoSec Medical Incorporated

$42 Million

Follow-On Offering Lead Manager

Note: Transactions occurring before April 1, 2018 executed prior to joining ThinkEquity, a Division of Fordham Financial Management., Inc.